Osaic Wealth

Osaic Wealth, Inc. is a broker-dealer and registered investment advisor (RIA). This means it serves two key roles:

• As a broker-dealer: It facilitates buying and selling securities (stocks, bonds, mutual funds, etc.).
   
• As an RIA: It provides investment advisory services, helping clients develop financial strategies and manage their portfolios.

In simple terms, Osaic Wealth, Inc. serves as our broker-dealer and regulatory supervisory firm. They maintain our securities licenses, oversee regulatory compliance, and review the investment products and services available through their platform. This structure allows me to provide independent guidance while operating within a strong framework of compliance, due diligence, and investor protection

Accessing Client Accounts

All client retirement and brokerage accounts can be accessed through their eQuipt Portal. A link is available through client login link on our home page

Access to Investments

Osaic provides a broad range of investment options, from stocks and bonds to mutual funds and alternative assets. This means you have access to diverse investment choices tailored to your financial goals.

Custody & Compliance

Your assets are held and managed through Osaic’s network, ensuring security, regulatory compliance, and proper reporting.

Investment Guidance

If you’re working with a financial advisor affiliated with Osaic, they help create a strategy for your portfolio while leveraging Osaic’s resources, research, and tools.